The Ugandan Jobline

• Developing
  and maintaining a thorough understanding of the Bank’s applicable and
  relevant legal, regulatory and policy frame work and environment.
• Based
  on the knowledge of the Bank’s business and regulatory environment
  /framework, identifying potential areas of compliance vulnerability and
  assessing the severity of potential compliance risks for timely flagging
  to line management for timely redress;
• Ensure
  the Bank’s policies and procedures regime at any particular time, is
  adequately embedded to all the key legal, regulatory and other business
  controls requirements.
• Provide
  timely support and guidance to all units, functions and agents of the Bank
  towards closure of all compliance lapses as identified and reported by the
  Regulator, Auditors (Internal and External) as well as lapses identified
  during the routine compliance assessments.
• Regularly
  and accurately reporting to line management, emerging and material
  compliance lapses identified that may pose financial or reputational risks
  to the business.
• Support
  the continuous process of creating, reviewing and sensitization of
  Policies and Procedures to all key stakeholders in the Bank.
• Provide
  training to staff and management on relevant compliance issues,
  legislative and regulatory requirements;
• Effectively
  implementing routine monitoring and sufficient representative testing
  (Including spot checks) of the Bank’s actual compliance profile with the
  applicable laws, regulations, rules, standards and internal policies and
  procedures and make proposals for improvement and correction whenever
  required;
• Recommend
  for updates and effectively support the full operationalization of the
  Bank’s compliance and AML programs;
• Prepare
  compliance review reports where assessments have been carried out;
• Assist
  in planning for compliance checks and properly document the tests carried
  out and conclusions drawn.

• The
  applicant must hold a Bachelor’s Degree in Law, Business Administration,
  Commerce, Statistics,
  Economics, and Quantitative Economics or any other relevant/related field.
• Completion
  of any course in risk management, foundation stages of CPA/ACCA/CFA is
  desirable.
• Practical
  experience of at least more than two year in the field of risk management
  or compliance in financial institutions, shall be an added advantage.
• Good
  interpersonal skills

• Detailed and updated CV
• Certified copies of certificates and
  testimonials
• Applicant’s address and daytime
  telephone contact
• Postal/ email address and daytime
  telephone contact of three referees of good standing in society.

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