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Job Title:  Compliance Supervisor – IT    

Organisation: Pride Microfinance Limited (MDI)

Duty Station:  Kampala, Uganda

Reports to: Compliance Manager

About the Company:

Pride Microfinance Limited (MDI) is a Microfinance Deposit- taking Institution regulated and supervised by Bank of Uganda (BoU) under the MDI Act, 2003 and MDI Regulations, 2004 with a capital base of Ugx. 168.6 billion. Pride’s purpose is transforming lives responsibly. Pride offers innovative financial solutions to largely people at the base of the economic pyramid and serves its customers through 42 networked branches and 5 contact offices spread across the country and implements sustainability sound practices throughout its business operations to create a positive impact through three sustainability pillars; economic, environment, and social as well as contributing to the Sustainability Development Goals (SDGs) and their investable sub-goals that relate to microfinance activities.

Job Summary:   The Compliance Supervisor – IT will report to the Compliance Manager and will be based at Head office. He/ she will be responsible for monitoring compliance with Pride’s policies, procedures and regulatory/statutory requirements, to ensure that compliance is adhered to.

Key Duties and Responsibilities:

Overseeing IT internal control evaluations for effectiveness of the business.

Ensure that ICT policies and practices adhere to relevant laws, regulations and industry standards

Plan and undertake compliance reviews of ICT systems and all delivery channels in line with standing guidelines.

Perform tests of operating effectiveness of IT internal controls for the business application and general ICT controls

Conduct compliance assessments on changed, newly added or implemented IT internal controls to identify potential compliance risks within ICT systems and processes

Liaise with and educate departments and branches across the business on IT controls and / or new regulatory requirements and provide guidance and continuous improvement recommendations on all control issues.

Liaise with the investigations teams on issues relating to IT System frauds and abuse

Undertake Risk based compliance engagements in all business functions (branches and departments)

Review of the ICT policies in place as well as determining the adequacy of the controls in place.

Ensure compliance with Pride Policies and Procedures through control reviews, development of relevant check lists and any other important tools.

Participate in the preparation of weekly, monthly and quarterly compliance reports.

Participate in the development and implementation of annual work plans for the Compliance department

Ensure implementation of recommendations in Audit and other reports. i.e. (Internal Audit, External Audits and BOU reports)

Train staff on internal systems and procedures with a view to improving compliance levels in Pride.

Conduct Anti Money Laundering trainings and awareness programs for all staff with emphasis on identification and reporting of suspicious transactions.

Provide compliance advice and guidance to all staff on new product developments/projects while identifying any compliance related issues.

Maintain thorough documentation of compliance activities, policies and procedures for accountability and auditing purposes.

Perform any other duties as may be assigned by the immediate supervisor.

Qualifications, Skills and Experience:

Bachelor’s degree in IT, Computer Science, Information Systems or any other related field.

Post Graduate professional course in ICT Systems Audit is an added advantage

At least 3 years’ experience in related roles

He/she should not be more than 40 years of age.

How to Apply:

If you believe you have the necessary skills and experience and desire to make a difference, then apply immediately and send a detailed CV, Interested candidates should forward their applications to the HEAD PEOPLE & CULTURE, at the address below, or on email: recruitment@pridemicrofinance.co.ug

Deadline:  4th October 2024

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