Compliance Monitoring Officer Job Careers – Tropical Bank Limited

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Job Title:    Compliance Monitoring Officer

Organisation: Tropical Bank Limited

Duty Station:  Kampala, Uganda

 

About US:

Tropical Bank Limited was established in 1973 under the name Libyan Arab Uganda Bank for Foreign Trade and Development. Tropical Bank Limited is jointly owned by the Governments of the Republic of Uganda 0.03% and the Libyan Foreign Bank (LFB) 99.97% of Paid-up Capital. The Bank provides professional and personalized commercial banking services to various sectors of the economy including financial support to Parastatals, Corporates, Small and Medium Enterprises, Individuals, and Non-Governmental Organisations.

 

Job Summary:  The Compliance Monitoring Officer will spearhead in execution of the Compliance program of the bank, coordinate monitoring activities and consolidate the respective business and operational units’ support needs in respect to Compliance.

 

Key Duties and Responsibilities:

  • Identify and assess the compliance risk associated with the bank.
  • Develop and implement policies, systems, mechanisms and procedures that enable staff report any failed controls or violations for laid down Policies and Procedures.
  • Assess the appropriateness of internal policies, procedures and guideline and ensure a follow-up of any identified deficiencies
  • Keenly monitor compliance with internal Policies, Procedures and guidelines by performing gap analysis, regular checks and comprehensive compliance risk assessment and testing.
  • Develop and maintaining an effective support mechanism to enable closure of all compliance related exceptions raised within the Bank.
  • Centralize all information on compliance-related issues including breach of regulation, non-respect of code of conduct, Policies and Procedures and Conflict of interest.
  • Educate and Train all staff with respect to compliance with the applicable laws, rules and standards.
  • Establish and or supervise appropriate compliance checks and controls across the bank
  • Implement compliance monitoring tools including activities, triggers, probability and actions.
  • Spearhead the implementation of internal controls and ensure that these are adhered to
  • Perform any other duties as may be assigned from time to time.


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Qualifications, Skills and Experience:

  • The applicant must hold an Honors Bachelors’ degree in Finance, Accounting, Business or related field.
  • Diploma in Law or a Master’s degree in a related field is an added advantage
  • Professional qualification in Financial Crime Risk and Regulation, CPA, ACCA, CFE, CFCS or any other related Professional Body.
  • At least three years of experience in a similar or related role in the areas of regulatory compliance preferably in a busy commercial banking environment.
  • Good analytical skills
  • Keen attention to detail
  • Good interpersonal skills, ability to listen, communicate and train.
  • Self-monitoring and ability to travel
  • Team player
  • High performer with proven track record
  • High level of integrity

 

How to Apply:

If you believe you meet the requirements for any position above, please submit your application letter together with your CV to our email only addressed to;

 

Head Human Resource,

Tropical Bank Ltd,

Plot 27 Kampala Road

P.O. Box 9485 Kampala. Uganda

 

Email to: humanresource@trobank.com

 

Deadline: 21st October, 2022.

 

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