Entry Level Market Supervision Officer Job Opportunities – Capital Markets Authority (CMA)

Job Title:      Market Supervision Officer
Organization: Capital
Markets Authority (CMA)
Duty Station: 
Kampala, Uganda
Reports to: Manager
Market Supervision
About US:
The Capital Markets
Authority (CMA) is a statutory body, established in 1996 by the Capital Markets
Authority Act (Cap 84) as amended, to promote, develop and regulate the capital
markets industry. CMA is governed by a Board of Directors appointed by the
Minister of Finance, Planning and Economic Development.
Key Duties and Responsibilities:  
and preparation of monthly net capital reports for intermediaries;
the processing of new and renewal licence applications in line with the CMA
Client Service Charter;
the risk assessment and profiling processes in line with the departmental
procedures and workplans;
in offsite and onsite inspections of intermediaries in line with the
inspections plan and timetable informed by risk and compliance assessment
the follow up and reporting on prior period inspections findings for licensed
and approved persons;
in carrying out surveillance over securities to ensure orderly, fair and
equitable dealings in securities;
in fact finding / carrying out of preliminary investigations following tips,
complaints or other alerts relating to persons not approved by the Authority to
carry out regulated securities business and provide technical inputs for
further investigation or enforcement action where necessary;
other related duties that may be assigned from time to time.

Qualifications, Skills and Experience:
The applicant
must hold a Bachelor’s degree in Accounting, Finance, Economics, Law or other
relevant degree from a reputable university;
Full or
part qualification from the Chartered Institute for Securities & Investment
(CISI) or the Chartered Financial Analyst (CFA) is an added advantage.
A minimum
of two years of relevant work experience gained from a reputable private or
public sector organization, accounting, audit or law firm;
in the capital markets industry is an added advantage;
report writing skills;
Integrity & professionalism;
to work under tight deadlines with minimal supervision;
interpersonal skills;
oral & written communication and presentation skills.
How to Apply:
All suitably
qualified and interested candidates should hand deliver or send via email (in
standard tile types, namely Microsoft Word or Adobe Acrobat (pdf) in a single
attachment, and should not exceed 10MB) their applications together with a
recent CV (with 3 references), copies of Academic Transcripts and/or
Certificates addressed to:
The Human Resource
& Administration Officer,
Capital Markets
8th Floor, Jubilee
Insurance Center,
Plot 14 Parliament
P.O Box 24565
Kampala. Uganda
Deadline: 26th June 2020 by 5:00pm
shortlisted candidates will be contacted.
application will only be reviewed if you have fulfilled all the above stated
requirements, including submission of documents in standard tile types. Zipped
tiles, links and / or multiple attachments are not acceptable.
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