The Ugandan Jobline

• Keenly review prospectuses/information
  memorandums for primary and secondary capital raising offers to the
  public, to ensure that investors are provided with complete financial and
  non-financial information on which to base their investment decisions.
  This will include conducting financial analysis and examination of
  financial statements of companies prior to their listing on approved
  exchanges.
• Regularly review applications for approval or
  renewal of licenses of new or existing market intermediaries
• Prepare for and undertake routine, ad-hoc and
  thematic inspections and investigations of market intermediaries and
  listed companies to monitor compliance with regulatory requirements aimed
  at enhancing the integrity of the capital markets. This includes examining
  financial disclosure records of market intermediaries and listed companies
  to determine and continuously monitor compliance with regulatory
  requirements.
• Make recommendations for sanctions against
  non-complaint market intermediaries.
• Carry out periodic engagements with licensees
  to keep them abreast of new and existing regulatory and compliance
  requirements
• Keenly monitor corporate announcements by
  market players, and determine their compliance with reporting obligations
• Receive and resolve complaints from potential
  license applicants, new issuers and the investing public on any concerns
  related to conduct of business by licensed intermediaries.

• The applicant should hold a Bachelor’s degree
  in Business Studies, Commerce, Finance, Economics, Law, Statistics, or any
  other related field. Possession of a Post-Graduate
• Training is desired
• Possession of a partial or full professional
  or academic qualification in Finance, Investment, Pensions, Accounting, Law
  or other related field will be an added advantage.
• A minimum of three years of relevant
  experience in the financial markets / pensions / insurance or related
  field with a reputable firm within the financial services sector.
• Previous experience within the capital
  markets industry will be an added advantage.
• Excellent interpersonal and communication
  skills;
• Excellent analytical and organizational
  skills;
• High levels of flexibility and ability to
  work under minimum supervision.

Related Jobs