The Ugandan Jobline

• Conduct periodic tests to assess the
  extent of compliance with regulatory requirements such as Acts of
  Parliament and regulations/guidelines from regulators.
• Offer advice and guidance to line
  management on remedial actions regarding the findings of the regulatory
  compliance audit.
• Provide accurate and timely regulatory
  reports for Management’s review prior to submission to the regulators as
  required.
• Support line divisions/departments to
  comply with their regulatory reporting requirements in terms of timeliness
  and completeness.
• Actively participate actively, in the
  development, implementation and maintenance of regulatory compliance risk
  management and monitoring plans.
• Carry out research and provide advice on
  issues of compliance that are relevant to the bank’s business and
  activities including but not limited to compliance with existing and
  upcoming legislation; advise on the implications of new legislations on
  the operations of the bank; and best positioning of the bank for proactive
  compliance.
• Actively participate in training and
  developing of training materials on all matters relating to regulatory
  compliance such as sensitization of staff on newly introduced policies,
  procedures and regulators’ guidelines.
• Participate fully in the assessment
  process for new products being introduced and provide advice that allows
  for minimization of regulatory penalties. 

• The ideal candidate should hold an Honors
  Bachelor degree of Commerce, Business Administration, Law or any other
  relevant area. Possession of a professional qualification such as ACCA,
  IIA, ICSA or post graduate diploma in legal practice will be an added
  advantage.
• A minimum of four or more years’ experience
  in the area of compliance, auditing, finance or accounting in a regulated
  banking institution.
• Good drafting, writing, communication and
  reporting skills.
• Highly analytical and ability to provide
  prompt and sound advice.
• Possess the ability to execute various
  tasks at the same time and meet deadlines.
• A good team player, able to embrace the
  Bank’s mission and values. 

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