The Ugandan Jobline

• Ensure
  total Compliance with tariff guide
• Review
  accounts / processes to ensure that UTL is not losing income.
• Assess
  and monitor compliance with UTL’s M sente Policies and procedures
• Certify
  compliance of all  KYC regulatory, statutory, legal and internal
  policies
• Ensure
  and monitor compliance of UTL Msente operations with regulatory, statutory
  and legal requirements
• Liaise
  with Risk Management and Audit to ensure that any identified shortcomings
  are worked on and rectified immediately.
• Assess
  and ensure compliance according to the UTL’s Financial Procedures and
  Policies
• Prepare
  management reports on status of Msente risk and compliance on a monthly
  basis.
• Monitor
  and prepare reports on authorization limits, arrears and suspicious
  transactions
• Prepare
  the quarterly compliance reports for onward submission to the board
• Form
  membership and provide input to the Risk Management committees of 
  UTL.
• Vet
  all new projects to ensure compliance in all aspects. (products / outlets
  / partners etc)
• Conduct
  or deliver a risk and compliance training for staff
• Snap
  check account opening documents to ensure complete documentation and
  compliance with KYC / UCC.
• Sign
  off any / all KYC dispensations in account opening documentation and
  follow up.
• Monitor
  compliance with account opening checklists, documentation and requirements
• Monitor
  all functions for compliance with laid done processes and procedures
• Liaise
  with Risk Management and Audit to ensure that the shortcomings are worked
  on and rectified
• Conduct
  Agent Visits to ensure compliance at outlet level
• Monitor
  all transaction above approved thresholds (big movers report) and any 1st
  time receipts.
• Monitor
  all staff Msente transactions
• Ensure
  compliance monitoring for  Msente compliance and reporting breaches
• Monitor
  and ensure dormant account reactivation is as per laid down procedures
• Maintain
  a file and data for all compliance related matters, record of management
  and board committees on Msente risk and compliance issues. 

• A
  Bachelor’s degree in Accounting, Finance, Business Administration,
  Engineering or related field from a recognised university
• A
  relevant professional qualification e.g. CIA, ACCA, CPA, CISA or
  equivalent
• A
  minimum of 6 years Risk management experience in a large organisation , 3
  of which should be in a management position
• Membership
  to a relevant professional body e.g. IIA, ICPAU or equivalent
• Strong
  Interpersonal skills
• Organisational
  skills
• Excellent
  communication skills
• High
  integrity
• Strong
  analytical skills
• Computer
  literate
• Strong
  relationship building skills
• Proven
  report writing skills 

Related Jobs